• Former FINTEGRA Broker Sanctioned by Securities Regulators

    October 12, 2015 – Granger, Indiana Albert Lee Rosebush , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that Rosebush violated FINRA rules by filing late amendments to FINRA Form U4 to report six tax liens against him totaling over $198,000.

    Rex Securities Law- 1 readers -
  • Rifle Season and Why You Should Never Speak to the Game Commission

    Rifle season for hunters in PA opened on Monday and the violations are already being racked up. Individuals have been contacting our office for representation regarding a number of different violations. Most of which could have been avoided had they not spoken to the Game Commission Officer. I previously blogged that you have a 5th Amendment Right not to speak to the Game Commission.

    Adam Kraut/ Prince Law Offices, P.C.- 2 readers -
  • Peter Brann To Co–Teach Seminar At Harvard Law School

    Partner Peter Brann will be teaching a seminar at the Harvard Law School as a Lecturer in Law during the Spring 2016 term on “The Role of the State Attorney General” with James Tierney, the former Maine Attorney General. Brann, who served as Maine’s State Solicitor before joining Brann & Isaacso ...

    Brann & Isaacson- 3 readers -
  • Happy Federal Rules Amendments Day

    If there was an advent calendar for federal civil litigators—and why would there be—opening the window on December 1, 2015, would reveal a brand–new—or, at least, significantly amended—set of Federal Rules of Civil Procedure. We’ve previewed the key amendments most immediately relevant to patent litigation—in with a new discovery regime in which discovery must be proportional ...

    David Swetnam Burland/ Brann & Isaacson- 2 readers -
  • Who is responsible for a playground accident?

    Playground accidents are a prevalent issue in the United States as each year emergency departments treat over 200,000 children under the age of 14 for an injury sustained on a public, private, or school operated playground.1 The types of injuries and extent of damage varies by incident, but approximately 45 percent of the play-ground related injuries result in severe fracture ...

    Bruning Legal- 3 readers -
  • Spencer Edwards Broker Stephen Biley Suspended for Role in Selling Unregistered Penny Stocks

    Stephen Marc Biley (Biley) recently submitted a Letter of Acceptance, Waiver and Consent (“AWC”) pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure in connection with allegations he participated in the sale of unregistered penny stocks on behalf of three customers in 2011. Accordingly, the Financial Industry Regulatory Authority (FINRA) suspended Biley for thirty (30) bus ...

    Lufrano Law- 3 readers -
  • 3 Locations Where Trucks Make the Most Dangerous Turns

    Commercial trucks can weigh many tons more than other cars on the road and may be limited in their mobility by size and speed. And, with constant pressure to meet tight deadlines and long drives, exhausted or stressed drivers may be particularly susceptible to making life-altering mistakes. One such mistake is a wide-turn accident, which happens when a collision is caused by a ...

    Jared Staver/ Chicago Personal Injury Lawyer- 2 readers -
  • FCC Shares Jurisdiction with States for Phone Matter

    The members of the Pennsylvania Public Utility Commission (PPUC) and Core Communications, Inc., appealed a District Court’s grant of summary judgment in favor of AT&T Corp. Core billed AT&T for terminating phone calls from AT&T’s customers to Core’s Internet Service Provider (ISP) customers from 2004 to 2009.

    Prince Law Offices, P.C.- 3 readers -
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