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Nevada law says bank customers should review their statements monthly and promptly report any suspicious or unauthorized activity. An additional time limit, called a statute of repose, says the bank is never liable for unauthorized checks or transfers if the customer doesn’t report the fraud within one year. Nevada’s law, like that similar laws in most states, is designed to protect the bank.
Ryan L. Carpel—Securities Trading Activity, Failing to Provide Requested Documents July 7, 2015 Ryan L. Carpel Allegedly Failed to Provide Requested Documents to FINRA Regarding an Investigation into His Securities Trading Activity Ryan L. Carpel allegedly failed to provide requested documents to FINRA regarding an investigation into his securities trading activity, accord ...
Anthony Gary Epps—Participation in Private Securities Transactions July 7, 2015 Anthony Gary Epps Reportedly Participated in Private Securities Transactions by Allegedly Investing $190,000 in a Privately Held Start-Up, NHJ Anthony Gary Epps reportedly participated in private securities transactions by allegedly investing $190,000 in a privately held start-up known as NHJ, a privately held e.
Tyrel L. Sipe— Refusing to Appear for Testimony Regarding His Discharge July 7, 2015 Tyrel L. Sipe Allegedly Refused to Appear for Testimony Regarding His Discharge from W&S Brokerage Services, Inc. Tyrel L. Sipe allegedly refused to appear for testimony regarding his discharge from W&S Brokerage Services, Inc.
Julius Franklin Kenney— Refusing to Appear for Testimony, Alleged Undisclosed Business Activity July 7, 2015 Julius Franklin Kenney Refused to Appear for Testimony in Connection with a FINRA Investigation Relating to His Alleged Undisclosed Business Activity Julius Franklin Kenney refused to appear for testimony in connection with a FINRA investigation relating to his alleged undisclosed bu.
Craig L. Josephberg—Defrauding Company Investors, Pump-and-Dump Scheme July 7, 2015 Craig L. Josephberg Allegedly Pocketed Millions in a Purported Pump-and- Dump Scheme Craig L. Josephberg, of New York City, allegedly took in millions from investors while running an intricate pump-and-dump scheme involving shares of a medical education company, CodeSmart, and two other mic ...
In March of this year, the Consumer Financial Protection Bureau (CFPB) recommended a set of sweeping new rules and regulations for the Payday and Car Title industry. The Consumer Financial Protection Bureau (CFPB) is an independent agency of the United States government responsible for consumer protection in the financial sector.
James Michael Ham—Refusal to Appear for Testimony, Allegedly Engaging in Undisclosed Outside Business Activities July 7, 2015 James Michael Ham Allegedly Refused to Appear for Testimony Regarding an Investigation into a Customer Deposit of Approximately $170,000 James Michael Ham allegedly refused to appear for testimony regarding an investigation into a customer deposit of approximately $1.
Maine Audubon has named B&I Partner Stacy Stitham Vice Chair of its Board of Trustees. Maine Audubon works to conserve Maine’s wildlife and wildlife habitat by engaging people of all ...
SEC and FINRA Provide Sources for Safe Investment Decisions Posted on Tuesday, July 7, 2015 at 8:50 AM From the Desk of Jim Eccleston at Eccleston Law LLC: FINRA has launched an ad campaign featuring a service called BrokerCheck. This service compiles a database of every broker’s employment history, certifications and licenses, regulatory actions, and violations.
As a Chicago car crash attorney, I see all different kinds of injuries from all different kinds of accidents. Although whiplash may sound like a minor injury, it can seriously impact your everyday life for years to come and can result even if the underlying accident was minor with no damage to any vehicles involved. Whiplash injuries generally happen as a result of rear-end collisions.
By: Robert J. Nahoum The notorious debt buyer Unifund CCR, LLC, LLC has sued you for an old debt that they bought from an original creditor. You are considering whether to fight them or to reach a reasonable settlement and get on with your life. You now have to determine how much is a good settlement with Unifund CCR, LLC? Firstly, there are important practical consideration ...
Division of Property in a Divorce in Texas by Fort Worth Divorce Attorney Susan Smith Everyone assumes that community property will be split 50/50 during a divorce. Yet, this assumption is wrong. When going through a divorce, a judge will divide community property according to a “just and right” division.
One of the most common questions that seems to arise in the realm of constitutional rights involves whether an individual has the right to record encounters with police officers. The short answer is: Yes. Pennsylvania’s Wiretap Act makes it a third degree felony to “intentionally intercept . . . any . . . oral communication.” 18 Pa.C.S.A. s. 5703(1).
A post–4th–of–July review of recent developments in patent litigation: Supreme Court declares independence from patent cases. As the Supreme Court closed out a memorable 2014 term, we note that the Court has not accepted any patent cases for its 2015 term. Although there are a few cert. petitions percolating, it appears that patent law will not be front and center in the h ...