• Compliance Officers: Heroes or Targets?

    Compliance Officers: Heroes or Targets? February 6, 2016 by Brian Mahany Compliance officers are getting a lot of press these days. Not all of it good. A series of recent enforcement actions found individual compliance officers personally liable for the misdeeds of their company. A recent Wall Street Journal article says that some folks are so frightened that they are leaving the profession.

    Due Diligence- 8 readers -
  • Homeless Whistleblower Gets $140,000!

    Homeless Whistleblower Gets $140,000! February 6, 2016 by Brian Mahany Anyone Can Be A Whistleblower And Receive An Award – ANYONE! Just Ask Matthew Hay-Chapman We have long said that whistleblowers are the new American heroes. Most of the folks we encounter are hard working women and men who grow tired of seeing fraud, greed and corruption in their work place.

    Due Diligence- 5 readers -
  • Important Update on Implementation of ATF-41F

    Rather than use the rulemaking process set forth in the Administrative Procedure Act, the Bureau of Alcohol, Tobacco, Firearms, and Explosives (“ATF”) seemingly continues to release information in a haphazard manner that sows confusion among the very people striving to comply with its requirements.

    Prince Law Offices, P.C.- 6 readers -
  • Serious Slip and Fall Accidents can Occur in Malls

    As the holiday season approaches, it is a safe bet that many Jacksonville residents will be visiting one of our several local shopping malls in order to purchase gifts for friends and family. While the vast majority of visits to the mall occur without serious incident, each year a substantial number of shoppers are injured when they slip, trip, or fall because of the negligence ...

    Eric Block/ jacksonvillepersonalinjury.attorney- 7 readers -
  • Former Advisors Indicted in $35 Million Fraud Scheme

    Former Advisors Indicted in $35 Million Fraud Scheme Posted on Friday, February 5, 2016 at 5:41 PM From the Desk of Jim Eccleston at Eccleston Law LLC: Angelo Alleca and Mark Morrow were indicted for their alleged involvement in a scheme that defrauded more than 300 investors of $35 million. During the time of the scheme, Alleca was president and COO of Summit Wealth Manag ...

    Eccleston Law Offices- 7 readers -
  • How to Choose a Bankruptcy Lawyer or Debt Defense Lawyer in Houston, Texas

    Facing a legal issue is stressful. Choosing the right lawyer to help you can almost be as stressful as handling your legal issue. This blog post is my opinion of the do’s and don’ts of picking a lawyer to help you. Below are 10 tips important to selecting the lawyer that is right for you. Communication and Promptness: I sometimes receive telephone calls from people who have ...

    Dove Bankruptcy Law- 11 readers -
  • TD Bank VP Conviction Opens Door to Ponzi Scheme Victims

    TD Bank VP Conviction Opens Door to Ponzi Scheme Victims February 5, 2016 by Brian Mahany Last fall, former TD Bank regional vice president Frank Spinosa pleaded guilty to federal wire fraud charges in connection with a scheme to aid and abet a billion dollar Ponzi scheme. In December he was sentenced to 30 months in prison and must surrender next week to begin his sentence.

    Due Diligence- 9 readers -
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