• Job Uncertainty, Increase in Advisors Lead Top Branch Managers to Smaller Firms

    Job Uncertainty, Increase in Advisors Lead Top Branch Managers to Smaller Firms Posted on Friday, May 29, 2015 at 4:54 PM From the Desk of Jim Eccleston at Eccleston Law LLC: In a recent market trend, top branch managers are leaving national wirehouses for smaller firms. This trend can be attributed to two distinct causes: job uncertainty and an increase in the amount of assigned advisors.

    Eccleston Law Offices- 3 readers -
  • Is Your Marriage Valid for Immigration Benefits?

    immigration law > Is Your Marriage Valid for Immigration Benefits? Adjustment of one’s immigration status via marriage to a United States citizen is an immigration benefit. As a Miami immigration lawyer, I have the pleasure of helping couples solidify their lives within the U.S. However, keep in mind that some types of marriages, while valid and recognized in the place ...

    Michael G. Murray/ Miami Immigration Lawyer- 4 readers -
  • The IRS Expands its Reach, Adds Four New Banks to the FATCA Program

    If you´ve seen The Wolf of Wall Street or read the financial news in the last few years, you are aware that foreign banks are no longer what they used to be. The times when it was illegal for Swiss banks to disclose information about their clients are long gone, and the same is true for hundreds of banks around the world.

    Due Diligence- 7 readers -
  • Oil and Gas Company and Its Founder Charged with Fraud

    Oil and Gas Company and Its Founder Charged with Fraud Posted on Thursday, May 28, 2015 at 4:43 PM From the Desk of Jim Eccleston at Eccleston Law LLC: The SEC filed suit against Texas businessman Brian J. Polito and his company GC Resources, LLC for defrauding investors through the sale of interests in oil and gas wells that the company never owned. According to the SEC, Brian J.

    Eccleston Law Offices- 5 readers -
  • Natalie Hall—Forgery of Customer Signatures

    Natalie Hall—Forgery of Customer Signatures May 12, 2015 Natalie Hall Allegedly Forged Customer Signatures on an Outgoing Wire Transfer Form and also on an Electronic Funds Transfer Service Form Natalie Hall allegedly copied and pasted a customer’s signature on an Outgoing Wire Transfer Request Form, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC).

    Alan Rosca/ Investment Fraud Lawyers- 6 readers -
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