• Southwest Securities Broker Is Permanently Barred By FINRA

      Southwest Securities Broker Is Permanently Barred By FINRA Posted on Tuesday, March 3, 2015 at 4:29 PM From the Desk of Jim Eccleston at Eccleston Law Offices: According to FINRA, a former broker from Southwest Securities, Inc. Wade Lawrence, has been permanently barred for failing to respond to requests for information concerning allegations that he misappropriated funds from customers.

      Eccleston Law Offices- 2 readers -
    • Ketorolac (Toradol) Recall by Hospira Creates Shortage in Hospitals

      Hospira is voluntarily recalling 60 lots of vials of the generic drug, ketorolac tromethamine (also known as Toradol), due to contamination by crystal particles that could cause problems if injected into patients. To date there have been no reports of adverse events but the particulates could cause “localized inflammation, allergic reactions and other problems if they are injec ...

      Greg Webb/ MichieHamlett- 5 readers -
  • Joel Carlson Sentenced for Customer Fund Theft

    Joel Carlson Sentenced for Customer Fund Theft March 4, 2015 Joel William Carlson of Vadnais Heeights, MN, Sentenced to Prison for Tax Fraud, Misappropriating $1.5 Million from Clients Joel William Carlson, 43, and a Vadnais Heights, MN investment advisor Investment adviser has been sentenced to prison after perpetrating a $1.

    Alan Rosca/ Investment Fraud Lawyers- 1 readers -
  • How Can I Prove a Driver Was Distracted?

    How Can I Prove a Driver Was Distracted? Distracted drivers cause accidents when they do not look carefully at the road and traffic or they look but do not pay attention. Driver distraction may be the leading cause of car crashes. Some of the reasons for distraction are common. Regardless of the reason for distraction, drivers are always required to use ‘the highest degree of ...

    Bruning Legal- 1 readers -
  • Maryland Ponders Whistleblower Law

    Maryland becomes the newest state to propose a comprehensive state whistleblower law. Introduced by Maryland State Attorney General Brian Frosh, the new package is designed to reduce fraud and help close the state’s budget deficit. Since the first false claims act legislation was enacted by the federal government during the Civil War, state and federal governments have recoup ...

    Due Diligence- 3 readers -
  • About to Plead “Guilty” or “No Contest”? Beware

    convictions > About to Plead “Guilty” or “No Contest”? Beware Before I started my own Miami immigration law practice, I was an Assistant Public Defender in the Miami-Dade Public Defender’s office. In that capacity I oftentimes came across immigrants who did not consider the immigration consequences of pleading guilty or “no contest.

    Miami Immigration Lawyer- 4 readers -
  • BREAKING NEWS: Brann & Isaacson Wins Major Tax Injunction Act Case In U.S. Supreme Court

    In the only opinion issued today, March 3, 2015, the Supreme Court ruled unanimously in favor of the Direct Marketing Association in the case of DMA v. Brohl. Senior Partner George Isaacson and Partner Matthew Schaefer represented the DMA, and Isaacson argued the case in the Supreme Court. In an opinion by Justice Thomas, the Court held that the Tax Injunction Act did not bar ...

    Brann & Isaacson- 5 readers -
  • Giovanno Acevedo Broker Complaints

    Giovanno Acevedo Broker Complaints March 3, 2015 Giovanni Acevedo Allegedly Converted Customer Funds Have you lost money investing with Giovanno L. Acevedo? If so, you may be able to recover your losses through securities litigation. The Peiffer Rosca Wolf investment recovery lawyers are currently investigating Giovanno L. Acevedo, and his alleged conversion of customer funds.

    Alan Rosca/ Investment Fraud Lawyers- 2 readers -
  • Can a New York Bankruptcy Help Me Keep My House?

    Can a New York Bankruptcy Help Me Keep My House? Many people who are experiencing financial distress have fallen behind on their bills, including their mortgage payment. If a homeowner becomes sufficiently delinquent on their mortgage, the bank may foreclose on their home. Foreclosure involves a lender repossessing a piece of property and selling it at auction in order to mi ...

    Ronald D. Weiss, PC- 2 readers -
  • In Memoriam: Paul A. Vapnek

    The Intellectual Property Ethics Bar lost a luminary this weekend with the passing, on February 28, 2015, of Paul A. Vapnek. Mr. Vapnek was 86. “Preeminent.” “A mentor.” “‘Dean’ of legal ethics in California,” were just some of the words used to describe Mr. Vapnek in an article published in the March 2013, edition of the California Bar Journal.

    Michael E. Mccabe Jr./ IPethics & INsights- 2 readers -
  • Getting Married to a United States Citizen? Beware of Red Flags

    bona fide marriage > Getting Married to a United States Citizen? Beware of Red Flags Miami immigration lawyers pay very close attention to their marriage petition (Form I-130) cases, and for good reason. To address what they believe to be large numbers of fraudulent marriages (i.e. marriages of convenience, so that the immigrant can obtain an immigration benefit throug ...

    Miami Immigration Lawyer- 2 readers -
  • What is a Stipulation in a New York Debt Collection Case?

    By: Robert J. Nahoum The Problem: You have been sued by a debt collector and have come to terms on a settlement but the debt collector wants you to sign something called a “stipulation”. What is a stipulation in a New York Debt Collection Case? The Rules: Under most circumstances, the procedural rules in a New York debt collection lawsuit is called the New York Civil Pract ...

    The Law Offices of Robert J Nahoum- 2 readers -
  • If You Are Injured, What is Your Most Important Decision?

    One of the themes that I keep repeating, precisely because it is just so important, is that if you have been seriously injured, there is no decision that you can ever possibly make that will affect the outcome of your claim more than who you choose to represent you. Much of the outcome of your case will derive from that decision: the attorney who you select to be your advocate.

    jacksonvillepersonalinjury.attorney- 2 readers -
  • EDI Financial Censured and Fined for Inadequate Supervision of Unregistered Private Offerings

    The Financial Industry Regulatory Authority (FINRA) recently announced EDI Financial, Inc. (“EDI Financial”) settled allegations it failed to adequately supervise its employees’ solicitation and sale of private placements. Specifically, FINRA alleged EDI Financial failed to adopt and implement supervisory systems and procedures reasonably designed to achieve compliance with the ...

    Lufrano Law- 1 readers -
  • Can Student Loan Creditors Take my Tax Refund or Garnish my Wages?

    If you are in default on your student loan, the student loan creditor, or the collection agency for the student loan creditor can seek to garnish your wages or take your tax refund to offset the loan amount. A tax offset is where the Department of Education notifies the Department of Treasury to take the IRS tax refund to apply toward the loan amount that is due.

    Cynthia Lawson/ Bond and Botes- 2 readers -
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