- Our Blog
Elaine D. LaCerte Allegedly Engaged in an Unsuitable Short-term Trading of Unit Investment Trusts (UIT’s) in 107 Customer Accounts Elaine LaCerte, between July 1, 2012 and December 31, 2014, allegedly engaged in an unsuitable short-term trading pattern of unit investment trusts (UIT’s) in customer accounts, according to a recent Letter of Acceptance, Waiver and Consent (AWC) cur ...
John P. Correnti, of Cleveland, Ohio, Allegedly Engaged in Outside Business Activities John Correnti, of Cleveland, Ohio, allegedly engaged in outside business activities, according to a recent Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.
Adam K. Veron Formed Contract Funding & Corporate Management LLC (CFCM) and Allegedly then Sold Approximately $1.8 Million of CFCM Shares to Nine Questar Customers and $50,000 of Shares to One Non-customer, All Without Informing Questar Adam Veron formed Contract Funding & Corporate Management LLC (CFCM) and then allegedly sold approximately $1.
Jonathan Freeze, Formerly of LPL Financial, Allegedly Made Unsuitable Recommendations to His Customers to Invest in Variable Annuities Jonathan Freeze, of Fredericksburg, Virginia, and formerly of LPL Financial, allegedly made unsuitable recommendation of variable annuities, according to a a recent Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and J.
A friendly get-together at a club or bar is usually filled with laughter and camaraderie. However, not all patrons of the establishment are there to enjoy fellowship. A pugnacious individual can start a bar ...
Christopher Brogdon, the organizer of several municipal bond offerings accused of fraud by the Securities and Exchange Commission in 2015, filed a bankruptcy petition on September 15, 2017 in the United States Bankruptcy Court for the Northern District of Georgia. He sought that the bankruptcy be maintained under Ch. 11 of the Bankruptcy Code.
By: Robert J. Nahoum In 2014, a lawsuit was filed against New Jersey-based, publicly traded, junk debt buyer Asta Funding, its subsidiary Palisades Collection and their attorneys Pressler and Pressler. The suit filed in the United States District Court for the Southern District of New York alleged violations of the Fair Debt Collection Practices Act (FDCPA), a federal law tha ...
With an abundance of good weather, the call of the open road beckons to many. Often, that means taking to the highway on a motorcycle. Although cruising the byways on a motorcycle can bring a powerful sense of freedom, the risk of serious injury or death is considerably higher while riding a motorcycle than when taking a comparable journey by automobile.
Spinal cord injuries that involve the severing of the spinal cord are among the most serious injuries that can be sustained in a car, truck or a motorcycle accident. These injuries typically involve paralysis and long term medical care for the rest of your life. However, many people outside the medical profession are unaware of the difference between quadriplegia, tetraplegia, and paraplegia.
In previous posts, we’ve covered best practices in email design. Now comes the next struggle: your email blast is ready to send… but exactly when should you send it? Before we dive into exact dates and times, let’s consider what we’re trying to accomplish when sending law firm marketing emails. How to Measure Email Success The two best metrics to use when measuring the success ...
With school starting for children across the state, many parents are likely busy with back-to-school shopping, organizing school supplies, getting the calendar set, and similar tasks. One important thing you should stop and consider is how your child is going to get to and from school on a daily basis. There are several options, all of which have risks of accidents.
Many people worry about how filing a bankruptcy case will affect their home. As long as your case is carefully planned out ahead of time, you can typically file for bankruptcy relief without affecting your mortgage or your home. Mortgages Debts After Chapter 7 Depending on the type of bankruptcy case you file, you may either eliminate your mortgage debt or leave it untouched.
Drivers who are educated and defensive can help reduce the amount of accidents, injuries, and deaths that occur each year. Fortunately, Illinois offers driving safety courses to help drivers in the state enhance their driving skills and protect themselves as well as others on the road. If you’d like more information on Illinois driving safety courses and their benefits, keep reading.
Last week, the Consumer Financial Protection Bureau (CFPB) announced that in January to June of 2017, supervisory actions resulted in $14 million for over 104,000 consumers. “The Bureau’s recent supervision work has returned $14 million to more than 100,000 consumers, and found companies deceiving consumers and violating the law,” CFPB Director Richard Cordray stated.