Investment Fraud Lawyers - Posts from October 2016

  • Richard Lee- Unsuitable Recommendations

    Richard Lee Allegedly Made Unsuitable Recommendations of an Active Trading Investment Strategy to His Customers Richard Lee, who has been associated with CISC since July 9, 2013, allegedly made unsuitable recommendations for an active trading investment strategy, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.

    Alan Rosca/ Investment Fraud Lawyers- 18 readers -
  • Avenir Finacial Group—Fraud

    Avenir Financial Group Allegedly Engaged in Acts of Fraud Including Self-offering of Securities and Fraudulent Sale of Equity Interest in the Firm Avenir Financial Group, a NY-based firm, allegedly self-offered securities, according to Documents from FINRA currently under review by attorneys Alan Rosca and James Booker.

    Alan Rosca/ Investment Fraud Lawyers- 20 readers -
  • Peter Kohli—Mutual Fund Investment Fraud

    Peter Kohli Allegedly Sold Marshad Promissory Notes in a “Desperate Attempt” to Raise Funds to Cover Fund Expenses and Postpone the Inevitable Doom Peter Kohli’s DMS Advisors was allegedly in trouble. Kohli, as part of an attempt to rescue the fund, allegedly misappropriated money purportedly solicited to invest in DMS’s holding company, Marshad Capital Group, according to SEC D ...

    Alan Rosca/ Investment Fraud Lawyers- 54 readers -
  • Aegis Oil, LLC and its President and CEO Patrick Reagan Beason

    Aegis Oil, LLC and its President and CEO Patrick Reagan Beason Allegedly Defrauded Investors in Oil and Gas Projects Managed by Aegis Aegis Oil, LLC and its President and CEO Patrick Reagan Beason allegedly defrauded investors in Oil and Gas Projects managed by Aegis, according to SEC Documents currently under review by attorneys Alan Rosca and James Booker.

    Alan Rosca/ Investment Fraud Lawyers- 27 readers -
  • Jerome “Joe” Bonnett Jr.—Ponzi Scheme

    Jerome “Joe” Bonnett Jr. Allegedly Ran a Meticulous $1.35 Million Ponzi Scheme Involving a Few of His 83 Clients Jerome “Joe” Bonnett Jr., of Omaha, Nebraska, allegedly operated a $1.35 million Ponzi Scheme involving a few of his 83 clients, according to reports from Douglas County. Said reports also made note that Bonnett Jr.

    Alan Rosca/ Investment Fraud Lawyers- 24 readers -
  • Alec Rivera—Financial Fraud

    Alec Rivera Allegedly Transferred Over $1 Million from Client Accounts without Consent Alec Rivera, from 2010 to 2013, allegedly transferred over $1 million from client accounts without consent and purportedly put the cash into other accounts, according to Court Documents from Chicago currently under review by attorneys Alan Rosca and James Booker.

    Alan Rosca/ Investment Fraud Lawyers- 33 readers -
    Earlier about the same topic:

Investment Fraud Lawyers

Securities Litigators | Peiffer Rosca Abdullah Carr & Kane LLC

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Author: Alan Rosca
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