- Our Blog
Benjamin Wey— Reverse-Merger Fraud Scheme June 8, 2016 Benjamin Wey Allegedly Brought Chinese Companies to U.S. Markets, Engaging in a Reverse-Merger Fraud Scheme Benjamin Wey allegedly brought Chinese companies to U.S. markets and purportedly engaged in a reverse-merger fraud scheme, according to Documents from a case in U.S.
Richard Siskey, a Prominent Charlotte Businessman, Found Dead after an Apparent Suicide; Siskey Had Purportedly Faced Losing Property after Allegations of Fraud Richard Siskey, a prominent Charlotte businessman, has been found dead via gunshot after an apparent suicide, according to News Reports from Charlotte currently under review by attorneys Alan Rosca and James Booker.
Barry Connell, a Former Morgan Stanley Wealth Manager, Allegedly Stole $5 Million from Clients and Purportedly Used Investor Funds on Personal Expenses Including Luxury Car, Private Jets and Country Club Memberships Barry Connell, a former Morgan Stanley wealth manager, allegedly stole $5 million from clients and purportedly used investor funds on personal expenses, according to SEC Documents cur.
Larry Holley, the pastor of Abundant Life Ministries in Flint, Michigan, Allegedly Ran a Faith-infused Investment Fraud Scam Which Purportedly Misled Pensioners, Laid-off Auto Workers, and Church Goers to Believe they Were Investing into a Solid Real Estate Business Larry Holley, the pastor of Abundant Life Ministries in Flint, Michigan, is facing fraud charges and an emergency asset freeze after.
LottoNet Operating Corp., David Gray, and Joseph Vitale Allegedly Operated a “Ponzi-like” Scheme; LottoNet Investors were Told via Phone that Their Cash would Set up a Pompano Beach Business Involving the Electronic Sale of Lottery Tickets in Several States LottoNet Operating Corp., David Gray, of Lighthouse Point, and Joseph Vitale, of Boca Raton, allegedly ran a “Ponzi-like” s ...
Dakota Plains Holdings & Co-Founder Ryan Gilbertson Allegedly Ran a Stock Scheme Comprised of Bonus Payments of over $30 Million Dakota Plains Holdings & Co-Founder Ryan Gilbertson allegedly operated a stock scheme which involved bonus payments of over $30 million, according to SEC Documents currently under review by attorneys Alan Rosca and James Booker.
Mantford C. Hawkins and David E. Bell, the CEO and COO of 4D Circle LLC, Respectively, Allegedly Obtained at Least $9 Million from 50 Investors in Seven U.S. States and Canada Mantford Hawkins and David Bell, of Fort Worth and the CEO and COO of 4D Circle LLC, respectively, allegedly raised at least $9 Million from 50 investors in seven U.S.
Michael Boswell, Co-founder and President of Tripoint Global Equities LLC, Allegedly Operated a $81 Million “Hamilton” Ponzi Scheme Promising Profits from Broadway Ticket Sales Michael Boswell, co-founder and President of Tripoint Global Equities LLC, allegedly ran a $81 million Ponzi scheme promising profits from reselling tickets from the Broadway hit “Hamilton”, according to Documents from the.
April 5, 2017 – The Securities and Exchange Commission (“SEC”) announced a settlement with Lawson Financial Corporation (“Lawson”), Robert Lawson, and former underwriter’s counsel John T. Lynch in a case stemming from Lawson’s offering of fraudulent bonds managed by Christopher Brogdon. The SEC order which memorializes the settlement specifically finds that Lawson and the named ...
Wins Finance Holdings (NASDAQ: WINS) has been accused of making false or misleading statements regarding its projected earnings, valuation, and future business operations that artificially inflated the price of the company’s shares, in an investor lawsuit recently filed against it. Wins Finance was sued after SeekingAlpha.
Snyder’s Lance (NASDAQ: LNCE), the North Carolina snack maker, is being investigated by the Peiffer Rosca Wolf law firm on behalf of its shareholders, following the company’s announcements that its CEO suddenly departed and its preliminary first quarter 2017 results are well-below its prior guidance.
Norman Kirby Farra, Jr. Allegedly Participated in Undisclosed Outside Business Activities and Private Securities Transactions Norman Kirby Farra allegedly participated in undisclosed outside business activities and private securities transactions, according a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.
The Peiffer Rosca Wolf securities attorneys are investigating potential claims on behalf of those who purchased Fang Holdings Limited (NYSE: SFUN) securities. The Peiffer Rosca Wolf attorneys are investigating whether Fang Holdings and any of its officers and directors may have violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934.
James Kolf Allegedly Ran an Investment Scheme which Defrauded Investors out of $1Million; Kolf Allegedly Solicited Customers from New England Securities to Invest in SFN Financial Network Have you or a loved one invested your hard-earned cash in James Kolf’s alleged investment fraud scheme? James Kolf, 64, allegedly ran an investment scheme which purportedly defrauded investors out of $1million, .
Christopher Cervino & Sheik F. Kahn Allegedly Took Part in a $15 Million Pump-and-dump Stock Fraud Which Purportedly Involved over 100 Investors; Cervino and Kahn Allegedly Inflated the Market for VGTel, Inc. Christopher Cervino & Sheik Kahn allegedly orchestrated a $15 million pump-and-dump stock fraud scheme which purportedly involved over 100 investors, according to a ...
Daniel H. Glick Allegedly Ran a Multi-million Dollar Scam Purportedly Targeting the Elderly; Glick Allegedly Made Claims that He would Invest, Take care of Taxes, and Pay Bills on Behalf of His Senior Clients Daniel Glick allegedly ran a multi-million dollar scam which allegedly preyed on elderly investors, according to SEC Documents currently under review by attorneys Alan Rosca and James Booker.
Bart James Ellis Allegedly Defrauded Investors out of Over $1 Million; Ellis Allegedly Claimed to be a Financial Advisor even after Losing His License Bart James Ellis, of Scottsdale, Arizona and a former financial advisor for Ameriprise and Morgan Stanley, allegedly defrauded investors out of over $1 million, according to Reports from the IRS currently under review by attorneys Alan Rosca and Ja.
Troy C. Baldridge, Former Virginia Sunday School Teacher and Youth League Football Coach, Allegedly Stole over $500,000 from 15 Clients during a Five-year Span; Baldridge Allegedly Forged Client Signatures Troy Baldridge, 48, and a former registered investment adviser and broker-dealer in Glen Allen, Virginia, allegedly stole over $500,000 from 15 clients over five years and thu ...
Securities Litigators | Peiffer Rosca Abdullah Carr & Kane LLCAbout Us & Contact