Frank Mazzola and Felix Investments, LLC — Alleged Sales of Securities by an Unregistered Representative

by Alan Rosca
Frank Mazzola Headed up Saddle River Advisors, an Entity which Allegedly Raised over $53 million from Investors in Pre-IPO Tech Firms; Mazzola Allegedly Sold Securities in an Unregistered Capacity Frank Mazzola, of Upper Saddle River, N.J, has been charged with alleged participation in the sale of securities while being unregistered, according to an SEC Reports currently under r ...Read the full article