Anthony Vincent Ferrone—Unsuitable Trading of Unit Investment Trusts in Client Accounts

by Alan Rosca
Anthony Vincent Ferrone Allegedly Engaged in Unsuitable Trading of Unit Investment Trusts in Client Accounts Anthony Vincent Ferrone, of Manwah, New Jersey, allegedly took part in Unsuitable Trading of Unit Investment Trusts in Customer Accounts, according to a recent Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.Read the full article