Jeffrey Paul Dragon & Berthel, Fisher & Co. Financial Services, Inc.—Unsuitable Recommendations

by Alan Rosca
Jeffrey Paul Dragon Allegedly Produced over $421,000 in Commissions for Himself and Berthel, Fisher & Co. Financial Services, Inc. at the Purported Expense of Customers; Jeffrey Paul Dragon Allegedly Recommended and Effected a Pattern of Unsuitable Short-term Trading of Unit Investment Trusts (UITs) Jeffrey Paul Dragon, over a two-year period, allegedly generated over $421,0 ...Read the full article