Fernando de la Lama Merino— Alleged Sales of Illiquid Structured Notes and Bonds Referred by a Foreign Individual

by Alan Rosca
Fernando de la Lama Merino Allegedly Sold Illiquid Structured Notes and Bonds Referred by a Foreign Individual while Associated with EFG Capital International, a FINRA Regulated Member Firm Fernando de la Lama Merino allegedly made sales of illiquid structured notes and bonds referred by a foreign individual while he was associated with EFG Capital International, according to a Complaint from FIN.Read the full article