Michael Dolan—Outside Business Activity

by Alan Rosca
Michael Timothy Dolan Allegedly Took Part in the Sale of at Least $850,000 of membership interests in a hedge fund to six individuals without Notice to Dougherty & Co.; Five of the Six Said Individuals were Allegedly Dougherty & Co. Customers Michael Dolan, between October 2012 and October 2013, allegedly participated in the sale, without proper prior notice to Dougherty & Co.Read the full article