Morgan Stanley Fined By Regulators For Violating Customer Protection Rule

Morgan Stanley Fined By Regulators For Violating Customer Protection Rule Posted on Thursday, February 2, 2017 at 9:15 AM From the Desk of Jim Eccleston at Eccleston Law LLC: Morgan Stanley has agreed to pay $7.5 million to settle SEC charges that it used trades involving customer cash to lower the firm’s borrowing cost.Read the full article