Richard Gomez – Excessive Trading

by Alan Rosca
Richard Gomez Allegedly Engaged in Excessive Trading of Three IRA’s; Gomez also Allegedly Engaged in Unethical Behavior via a Settlement Agreement Richard Gomez allegedly engaged in several types of misconduct in four separate IRAs of three Avenir customers, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.Read the full article