Charles Deremo—Unsuitable Recommendations

by Alan Rosca
Charles Lee Deremo Allegedly Made Unsuitable Recommendations for an Elderly Customer Charles Lee Deremo, between May 2011 and November 2013, allegedly made unsuitable recommendations for an elderly customer, known only as JL, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and James Booker.Read the full article