FINRA Discipline: FINRA Rule 9268

FINRA Discipline: FINRA Rule 9268 Posted on Saturday, January 28, 2017 at 10:00 AM From the Desk of Jim Eccleston at Eccleston Law LLC: This is the twentieth in a series of posts to discuss the rules associated with the FINRA disciplinary process. FINRA Rule 9268 states that within 60 days after the final date allowed for filing proposed findings of fact, conclusions of la ...Read the full article