Source Capital Group, Inc.— Allowance of Control over Firm Operations

by Alan Rosca
Source Capital Group, Inc. Allegedly Permitted Principals of Issuers of Securities Sold by SCG – Blue Ridge and Four Bayou City – to Supervise the Firm’s Registered Personnel and to Assert Control Over Source’s systems, operations and activities Source Capital Group, Inc. allegedly permitted the principals of issuers of securities sold by SCG (Blue Ridge and four Bayou City) to ...Read the full article