FINRA Discipline: FINRA Rule 9232

FINRA Discipline: FINRA Rule 9232 Posted on Tuesday, January 3, 2017 at 9:52 AM From the Desk of Jim Eccleston at Eccleston Law LLC: This is the tenth in a series of posts to discuss the rules associated with the FINRA disciplinary process. FINRA Rule 9232 lays out the criteria for the selection of panelist in a disciplinary proceeding.Read the full article