FINRA Discipline: FINRA Rule 9222

FINRA Discipline: FINRA Rule 9222 Posted on Wednesday, December 21, 2016 at 8:59 AM From the Desk of Jim Eccleston at Eccleston Law LLC: This is the eighth in a series of posts to discuss the rules associated with the FINRA disciplinary process. FINRA Rule 9222 gives a hearing panel, through a hearing officer, the authority to extend or shorten the time limits set forth by ...Read the full article