David Levy, Antonio Costanzo, Donald Bartelt—Unsuitable Trade Recommendations

by Alan Rosca
David M. Levy, Antonio Costanzo, and Donald A. Bartelt Allegedly Made Quantitatively Unsuitable Trading and Allegedly Churned Customer Accounts David M. Levy, Antonio Costanzo, and Donald A. Bartelt allegedly made quantitatively unsuitable trading and allegedly churned customer accounts, according to a Complaint from FINRA’s Department of Enforcement currently under review by at ...Read the full article