FINRA Fines Houlihan Capital and President David Smith

FINRA Fines Houlihan Capital and President David Smith Posted on Tuesday, December 20, 2016 at 9:34 AM From the Desk of Jim Eccleston at Eccleston Law LLC: Houlihan Capital, LLC of Chicago, Illinois has submitted a Letter of Acceptance, Waiver and Consent (AWC) for its participation in the offering of a private placement of securities for a companyseeking to raise $5 million through the sal.Read the full article