FINRA Sanctions Oppenheimer & Co. $3.4 Million For Assorted Misdeeds

FINRA Sanctions Oppenheimer & Co. $3.4 Million For Assorted Misdeeds Posted on Saturday, November 26, 2016 at 10:00 AM From the Desk of Jim Eccleston at Eccleston Law LLC: FINRA has fined Oppenheimer & Co. Inc. $1.575 million and ordered the firm to pay $1.85 million to customers for violating several FINRA rules.Read the full article