Joseph A. Likens—Private Securities Transactions

by Alan Rosca
Joseph A. Likens Allegedly Engaged in Private Securities Transactions without Permission from LPL Financial Have you invested your hard-earned cash with Joseph A. Likens, formerly of LPL Financial? Likens allegedly engaged in the sales of private securities transactions without permission from LPL Financial, according to according to a recent FINRA Letter of Acceptance, Waiver ...Read the full article