FINRA Looks to Firms to Curb Elder Abuse

FINRA Looks to Firms to Curb Elder Abuse Posted on Sunday, November 6, 2016 at 3:00 PM From the Desk of Jim Eccleston at Eccleston Law LLC: As the population continues to age, FINRA has proposed new regulations that would expand wealth management firms' responsibilities as well as their scope of action with regard to the financial abuse of the elderly.Read the full article