Investment Adviser Charged With Misleading Clients

Investment Adviser Charged With Misleading Clients Posted on Tuesday, October 18, 2016 at 9:53 AM From the Desk of Jim Eccleston at Eccleston Law LLC: The SEC has announced fraud charges against an investment adviser named Laurence I. Balter of Kihei, Hawaii accusing him of purchasing equities and options in an omnibus account.Read the full article