Richard Lee- Unsuitable Recommendations

by Alan Rosca
Richard Lee Allegedly Made Unsuitable Recommendations of an Active Trading Investment Strategy to His Customers Richard Lee, who has been associated with CISC since July 9, 2013, allegedly made unsuitable recommendations for an active trading investment strategy, according to a Complaint from FINRA’s Department of Enforcement currently under review by attorneys Alan Rosca and James Booker.Read the full article