Investors Capital Corp.— Unsuitable Recommendations Regarding the Sale of Unit Investment Trusts

by Alan Rosca
Investors Capital Corp., a Broker-dealer in the Cetera Financial Group Network, Allegedly Made Unsuitable Short-term Trading of UITs Investors Capital Corp., a broker-dealer in the Cetera Financial Group Network, allegedly made recommendations of unsuitable short-term trading of UIT’s, according to FINRA Documents currently under review by attorneys Alan Rosca and James Booker.Read the full article