FINRA Bars Two Ohio Brokers

FINRA Bars Two Ohio Brokers Posted on Wednesday, September 28, 2016 at 10:58 AM From the Desk of Jim Eccleston at Eccleston Law LLC: FINRA has barred two brokers at Triad Advisors, LLC by the names of Douglas Scott Miller of Bowling Green, Ohio and Gary Lee Rathbun of Wauseon, Ohio. Miller and Rathbun consented to FINRA sanctions without admitting or denying the findings.Read the full article