FINRA Alleges Former Broker Made Unsuitable Energy Investments for Elderly Clients

FINRA Alleges Former Broker Made Unsuitable Energy Investments for Elderly Clients Posted on Tuesday, September 13, 2016 at 3:01 PM From the Desk of Jim Eccleston at Eccleston Law LLC: FINRA has filed a complaint against ex-broker Christopher Ariola for recommending that three elderly retirees invest a substantial portion of their retirement savings in unsuitable gold and energy stocks. Mr.Read the full article