Robert DePalo – Excessive Commissions Charges

by Alan Rosca
Robert P. DePalo and Arjent LLC Allegedly Charged Excessive Commissions in Equity Trades and Purportedly Violated AMI “Know Your Customer” Requirements Robert P. DePalo, of Greenwich, Connecticut, is the CEO and President of Arjent LLC, a firm which allegedly charged excessive commissions in equity trades, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC ...Read the full article